Compliance Associate - Gurgaon - 14847BR

Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and analysis that contribute to transparent and integrated financial markets. Moody's Corporation (NYSE: MCO) is the parent company of Moody's Investors Service, which provides credit ratings and research covering debt instruments and securities, and Moody's Analytics, which offers leading-edge software, advisory services and research for credit and economic analysis and financial risk management. The Corporation, which reported revenue of $4.2 billion in 2017, employs approximately 11,900 people worldwide and maintains a presence in 41 countries. Further information is available at
Moody's Compliance Department operates globally with reporting line located in New York.
The Compliance Associate will work as a project manager in an evolving regulatory environment within the Global Compliance Project Management and Regulatory Filings team.
The individual will assist the Compliance team by managing projects related to regulatory filings and other compliance projects as requested and perform routine ad-hoc, quarterly, and year end activities.

The Compliance Associate will be responsible for:
• Managing effectively the compliance projects assigned to him/her
• Developing and maintaining project plans while working with local Compliance officers in the delivery of accurate and timely regulatory filings
• Obtaining data inputs from various stakeholders across the firm to satisfy regulatory filing requirements
• Managing multiple, concurrent projects at a time while adhering to the core project management processes and procedures within the team and maintaining a high level of control, quality and consistency for all assigned projects
• Defining and articulating clearly project milestones and dates
• Ensuring efficient and effective project delivery through the use of follow-ups, detailed and well thought out scheduling/planning efforts, identification of risks, escalating to manager where necessary, and the production and filing of required records including project artifacts
• Managing project documentation in centralized data repository
• Providing accurate and timely weekly project updates using a centralized reporting system
• Supporting the US and LATAM Compliance team as requested
• Assisting in the preparation of periodic management reporting
• Preparing weekly status reports and management dashboards
• Preparing project setup activities in Q4 for upcoming regulatory filings
• Participate in SOP updates, records retention reviews and other internal team projects as requested



• Excellent written and verbal communication skills
• At least 2 years solid experience as a project manager within a financial industry regulator, law firm, and/or compliance department of a regulated financial services firm, or within a PMO organization working on Compliance (non-IT) projects
• Reporting experience, regulatory reporting a plus
• Strong interest in compliance work
• Strong academics with a BA / BSc / Master’s Degree (or equivalent)
• Strong attention to detail
• Well organized and efficient, with the ability to multi-task and meet tight deadlines in a highly regulated environment
• Knowledge and practice of project management guidelines and principles

We will also be looking for the individual to have the following skills;• Highest ethical standards
• Professional, pro-active, flexible, diligent and dependable
• Computer competence in Word, Excel, PowerPoint and Sharepoint (Visio a plus)
• Ability to problem solve and exercise good judgment
• Excellent interpersonal and presentation skills
• Ability to adapt to changing business and regulatory environments
• Ability to work effectively and supportively within a global team
• Ability to work independently and reporting to offshore management
• Ability to work with minimal supervision given the stated working hours
• Ability to work collaboratively and effectively with another Gurgaon-based Compliance Associate who will be working a different shift


Moody’s is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, protected veteran status, sexual orientation, gender expression, gender identity or any other characteristic protected by law.
Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody’s Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the Policy, including remediation of positions in those holdings as necessary.