Support the broader Compliance team in meeting its supervisory obligations
Review and prepare documents for submission
Liaise internally with the business to and the global Compliance team to obtain the requisite material
Coordinate regulatory filings and reporting
Develop an understanding on core reporting obligations and how they are met
Assist with the preparation of Compliance reports internally and externally
Support senior Compliance officers on various projects and initiatives.
Assist compliance officers with the production of management and board reporting
MIS - EMEA Compliance Department
Excellent communication skills.
Excellent organisational skills.
Strong interest in compliance work.
Experience with a financial industry regulator, corporate internal audit department and/or compliance department of a regulated financial services firm is desirable.
Key Tech and Non-Tech Skills?
Highest ethical standards.
Professional, pro-active, flexible, diligent and dependable.
Computer competence in Word, Excel, and PowerPoint.
Excellent verbal and written communications skills in English.
Excellent interpersonal skills.
Strong probative skills.
Ability to adapt to changing business and regulatory environments.
Ability to work effectively and supportively within a team.
Ability to work independently in EMEA and as part of an internationally based surveillance team.
Enthusiasm for compliance work and ability to learn and adapt to nuances of the industry and proprietorial systems.
Highly organized and efficient, with administrative skill and the ability to multi-task and meet tight deadlines.