Compliance Associate

Responsibilities:

• Perform continuous testing and examinations of ratings processes for compliance with internal policies and procedures.
• Assist in the preparation of periodic and ad hoc compliance reports outlining the results of Compliance’s Surveillance program
• Work with the Compliance Surveillance Team to enhance the Surveillance Program and improve existing surveillance activities.
• Develop creative automated solutions to address testing needs and present information in a concise and comprehensible manner. 

Qualifications:

• Minimum of a Bachelor’s degree is required. 
• Strong written and oral communication skills.
• At least two years of compliance and/or audit experience focusing on compliance-related activities.
• Financial institutions or capital markets environment experience.
• Professional, pro-active, flexible, diligent and dependable.
• Excellent interpersonal skills and team oriented.
• Must be highly organized and efficient with the ability to multi-task and meet tight deadlines.
• Must be able to work on own initiatives, with limited supervision.
• Multilanguage with ability to translate documents is a plus.